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Registration & Licensing Fee Calculator - Simplified

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  • General Information

    Note: Pre-licensing courses are not included in this cost estimate.
  • About Examinations

  • Required licenses for Broker Dealer Registration
    SIE, Series 6 and Series 63

    Note: SIE can be completed without firm sponsorship.
  • Examinations

  • About Examinations

  • Required licenses for Broker Dealer Registration
    SIE, Series 6 and Series 63

    Note: SIE can be completed without firm sponsorship.
  • State Registration(s)

  • Select multiple items by holding down CTRL / CMD and click all items that apply.

  • Options

    * By paying annually you will save $600. (Non-refundable)

    U4 Questions
    Do you plan on utilizing social media marketing for your financial services (Linkedin, Facebook, Twitter)?
  • Start-Up and Transfer Fees

  • Examinations

  • State Registrations

  • Total

  • $0.00
  • Fees marked with * are paid annually and renewal for the following year is in the fourth quarter.
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Copyright © 2007 - 2018 Parsonex Securities, Inc. All rights reserved. Member FINRA / SIPC. This site is designed for U.S. residents only. Parsonex Securities’ financial professionals may only conduct business with residents of the states for which they are properly registered. Please note that not all of the products and services mentioned are available in every state.
Investments are not FDIC-insured, nor are they deposits of or guaranteed by a bank or any other entity, so they may lose value. Investors should carefully consider the investment objectives, risks, charges and expenses of each fund. This and other important information is contained in each fund's prospectus and summary prospectus, which can be obtained from a financial professional and should be read carefully before investing. Parsonex Financial Services is the marketing name for Parsonex Securities and affiliates. Securities offered through Parsonex Securities, Inc. Member FINRA / SIPC. 8310 S. Valley Highway, Suite 110, Englewood, CO 80112, 303-662-8700.
The term financial advisor or financial adviser may only be used by individuals who are affiliated and properly licensed with a registered investment advisor and offering fee based advice to their clients. The term financial advisor is not appropriately used for representatives of broker dealers who are providing advice incidental to the sale of securities products and earning commissions. This website uses the terms financial advisor and financial professional in different sections and is intended to apply to a career as a financial professional or financial advisor. Nothing in this content should be considered to imply that the term financial advisor or financial adviser may be used in any context not permitted by existing federal and state regulations. Representatives who register with a broker dealer and earn commissions are not considered financial advisors and in order to become a financial advisor, individuals must pass their Series 65 or Series 66 and be affiliated with a Registered Investment Adviser (RIA) or fall under other specific exemptions allowed per SEC rule. Individuals new to the industry may elect to become registered representatives with a broker dealer prior to affiliating with a Registered Investment Adviser and as such, the term financial advisor or financial adviser would not be permitted to be used by such individual until such a time when they were compliant with applicable rules.

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