Parsonex Securities, Inc. Privacy Notice

FACTS What does Parsonex Securities, Inc. do with your financial information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number
  • Income
  • Assets
  • Investment experience
  • Risk tolerance
  • Account transactions

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Parsonex Securities chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Does Parsonex Securities share?

Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus YES NO
For our marketing purposes – to offer our products and services to you YES NO
For joint marketing with other financial companies YES NO
For our affiliates’ everyday business purposes – information about your transactions and experiences YES NO
For our affiliates’ everyday business purposes – information about your creditworthiness NO We don’t share
For our affiliates’ everyday business purposes – information about your creditworthiness NO We don’t share

WHAT WE DO

How does Parsonex Securities protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Access to personal information is granted to our branch-office and home-office associates only to provide investments and services to customers or to serve another legitimate business need.

How does Parsonex Securities collect my personal information?

We collect your personal information, for example, when you:

  • Open an account
  • Give us your contact information
  • Seek advice about your investments
  • Tell us about your investment or retirement portfolio
  • Enter into an investment advisory contact

We also collect your personal information from credit bureaus, affiliates or other companies.

Why can’t I limit all sharing?

Federal law gives you the right to limit only:

  • Sharing for affiliates’ everyday business purposes – information about your
  • creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

DEFINITIONS

Affiliates

  • Companies related by common ownership or control. They can be financial and nonfinancial companies.
  • Our affiliates include financial companies such as Parsonex Insurance Agency, Inc., Parsonex Financial Services, Inc., Parsonex Advisory Services, Inc., and Parsonex Enterprises, Inc.

Nonaffiliates

  • Companies not related by common ownership or control. They can be financial and nonfinancial companies.
  • Parsonex Securities does not share with nonaffiliates so that they can market to you.

Joint Marketing

  • A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
  • We do not currently have any Joint Marketing agreements in place.

Questions?

Call 303.662.8700 or go to www.parsonex.com