Parsonex Securities, Inc. Privacy Notice
FACTS What does Parsonex Securities, Inc. do with your financial information?
Why?
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number
- Income
- Assets
- Investment experience
- Risk tolerance
- Account transactions
When you are no longer our customer, we continue to share your information as described in this notice.
How?
Reasons we can share your personal information |
Does Parsonex Securities share? |
Can you limit this sharing? |
---|---|---|
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | YES | NO |
For our marketing purposes – to offer our products and services to you | YES | NO |
For joint marketing with other financial companies | YES | NO |
For our affiliates’ everyday business purposes – information about your transactions and experiences | YES | NO |
For our affiliates’ everyday business purposes – information about your creditworthiness | NO | We don’t share |
For our affiliates’ everyday business purposes – information about your creditworthiness | NO | We don’t share |
WHAT WE DO
How does Parsonex Securities protect my personal information?
How does Parsonex Securities collect my personal information?
We collect your personal information, for example, when you:
- Open an account
- Give us your contact information
- Seek advice about your investments
- Tell us about your investment or retirement portfolio
- Enter into an investment advisory contact
We also collect your personal information from credit bureaus, affiliates or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
- Sharing for affiliates’ everyday business purposes – information about your
- creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
DEFINITIONS
Affiliates
- Companies related by common ownership or control. They can be financial and nonfinancial companies.
- Our affiliates include financial companies such as Parsonex Insurance Agency, Inc., Parsonex Financial Services, Inc., Parsonex Advisory Services, Inc., and Parsonex Enterprises, Inc.
Nonaffiliates
- Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- Parsonex Securities does not share with nonaffiliates so that they can market to you.
Joint Marketing
- A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- We do not currently have any Joint Marketing agreements in place.
Questions?
Call 303.662.8700 or go to www.parsonex.com